Our Compliance Department deals with all external regulators and other bodies, e.g. Financial Conduct Authority (FCA), Lloyd's, etc. as well as all business partners with regards to TOBAs.


Our Compliance Department deals with all external regulators and other bodies, e.g. Financial Conduct Authority (FCA), Lloyd's, etc. as well as all internal compliance / operational matters to ensure that we maintain the highest professional standards for our clients and markets. We ensure that the markets we use are secure and authorized to underwrite our clients’ business. To this end, we also assist in registering our markets in various jurisdictions, including compiling, arranging translation and legalization (Notarization and Apostille) of documents. Our compliance department ensures that we have completed our due diligence on our business partners from both the placing and client sides of the business and ensure that the necessary TOBAs in place.

 

If you are a Broker and wish us to place your business in London, please download and complete our questionnaire and return it to our compliance officer LarCompliance@larandsons.com  with relevant attachments and we will promptly review and revert to you if we have any further questions. Our FATCA declaration may be viewed here

Dora Romero
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Dora Romero

Compliance Officer